-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OhUHf1lkRoeSyUsH7iLtkuq4mfk5HL45CY5+PMjNmNVp4jzKJauQjDYhA4cPDoKa m1ArALiikZBuHAeQDyzEJg== 0000898430-98-000521.txt : 19980218 0000898430-98-000521.hdr.sgml : 19980218 ACCESSION NUMBER: 0000898430-98-000521 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980213 SROS: NYSE GROUP MEMBERS: GAIL A. JAQUISH GROUP MEMBERS: KENNINGER STEVEN C SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE RESORTS INC CENTRAL INDEX KEY: 0001016577 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS, ROOMING HOUSE, CAMPS & OTHER LODGING PLACES [7000] IRS NUMBER: 954582157 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47333 FILM NUMBER: 98536586 BUSINESS ADDRESS: STREET 1: 1875 SOUTH GRANT STREET STREET 2: SUITE 650 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 6503127171 MAIL ADDRESS: STREET 1: 1875 SOUTH GRANT STREET STREET 2: SUITE 650 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: KGK RESORTS INC DATE OF NAME CHANGE: 19960611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KENNINGER STEVEN C CENTRAL INDEX KEY: 0001033323 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SIGNATURE RESORTS INC STREET 2: 5933 W CENTURY BLVD STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90045 MAIL ADDRESS: STREET 1: C/O SIGNATURE RESORTS INC STREET 2: 5833 W CENTURY BLVD STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90045 SC 13G/A 1 AMENDMENT #1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) SIGNATURE RESORTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 82668B106 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- CUSIP NO. 82668B106 - ----------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS STEVEN C. KENNINGER - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED STATES - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 75,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,092,867 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 75,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,092,867 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,167,867 - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 3.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 2 - ----------------------- CUSIP NO. 82668B106 - ----------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS GAIL A. JAQUISH - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (SEE INSTRUCTIONS) (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 UNITED STATES - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 1,092,867 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 1,092,867 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,092,867 - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 3.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 3 Item 1(a) Name of Issuer: SIGNATURE RESORTS, INC. Item 1(b) Address of Issuer's Principal Executive Offices: 1875 South Grant Street, Suite 650 San Mateo, California 94402 Item 2(a) Name of Person Filing: Steven C. Kenninger Gail A. Jaquish Item 2(b) Address of Principal Business Office or, if none, Residence: Steven C. Kenninger 5933 West Century Blvd., Suite 210, Los Angeles, CA 90045 Gail A. Jaquish 21311 Hawthorne Blvd., Suite 106 Torrance, CA 90503 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, $0.01 par value Item 2(e) CUSIP Number: 82668B106 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940. (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S) 240.13d-1(b)(1)(ii)(F). (g) [ ] Parent Holding Company, in accordance with (S) 240.13d- 1(b)(ii)(G) (Note: See Item 7). (h) [ ] Group, in accordance with (S) 240.13d-1(b)(1)(ii)(H) Not applicable.
4 Item 4. Ownership. (a) Amount Beneficially Owned: Steven C. Kenninger Gail A. Jaquish 1,167,867 1,092,867 (b) Percent of Class: 3.3% 3.0% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote 75,000 None (ii) shared power to vote or to direct the vote 1,092,867 1,092,867 (iii) sole power to dispose or to direct the disposition of 75,000 None (iv) shared power to dispose or direct the disposition of 1,092,867 1,092,867
The 1,092,867 shares indicated above as to which Mr. Kenninger and Ms. Jaquish share voting and dispositive power are held by the Kenninger and Jaquish Living Trust dated April 6, 1993 (a revocable Trust of which Mr. Kenninger and Ms. Jaquish are co-trustees). The 75,000 shares indicated above as to which Mr. Kenninger has sole voting and dispositive power are purchasable upon the exercise of currently vested common stock options. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable.
5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1998 Signature: /s/ Steven C. Kenninger ----------------------------- Steven C. Kenninger /s/ Gail A. Jaquish ----------------------------- Gail A. Jaquish 6 EXHIBIT INDEX -------------
Sequentially Exhibit Numbered Number Description Page - ------- --------------------------------------------- ------------ 99 Joint Filing Agreement dated February 13, 1998 by and between Steven C. Kenninger and Gail A. Jaquish.............................. 2
7 EX-99 2 JOINT FILING AGREEMENT DATED 2/13/98 EXHIBIT 99 JOINT FILING AGREEMENT We, the signatories of the statement on Schedule 13G to which this Agreement is attached, hereby agree that such statement is, and any amendments thereto filed by either of us will be, filed on behalf of each of us. Date: February 13, 1998 Signature: /s/ Steven C. Kenninger -------------------------- Steven C. Kenninger /s/ Gail A. Jaquish -------------------------- Gail A. Jaquish 8 -----END PRIVACY-ENHANCED MESSAGE-----